PCAOB Services
Highest level of compliance
public company accounting oversight board
Throughout the Firm’s history as a PCAOB registered firm, there have been significant opportunities to expand our knowledge and gain extensive experience in Public Company Accounting and Compliance. Consistently evolving and striving to be the best in class for the industries served, the Firm has developed the capabilities to provide SEC filers and Broker Dealers with ongoing compliance in line with filing regulations. We have a deep understanding of SEC regulations, FINRA accounting and reporting standards, with experience in annual audit and interim review compliance, as well as additional services including comfort letters for underwriters and SIPC agreed upon procedure compliance for Broker Dealers.
In addition to traditional PCAOB services, Rosenfield has had the opportunity to gain expert knowledge in specialized matters, including Initial Public Offerings and assisting public companies with significant business combinations.
Our PCAOB Services
Dedicated team of professionals ready to serve SEC filers and Broker Dealers. We have extensive SEC and broker dealer related experience with technical expertise in specialized areas such as complex stock compensation arrangements, equity transactions, business combinations, and Initial Public Offerings.
- SEC Audits and Interim Reviews
- Ongoing SEC Compliance Reporting
- FINRA Audit, Exemption Review and SIPC Agreed Upon Procedures
- IPO Preparation and Registration
Meet Our Firm Leader of PCAOB Services
Anne Louise Brand, CPA
“In order to be irreplaceable, one must always be different.” – Coco Chanel
Anne Louise is a graduate with honors of the College of Business Administration and the Rosen College of Hospitality Management at the University of Central Florida. In 2022, Anne Louise was named Firm Leader of the PCAOB Services Team. Her experience with US GAAP, PCAOB, SEC, and FINRA accounting and reporting standards bring an elevated level of distinction. As part of the executive team of the Firm, Anne Louise ensures attest services are managed and delivered at the highest level of quality and compliance.
what our clients say
Client Insights
PCAOB Services
Highest Level of Compliance
Public Company Accounting Oversight Board
Throughout the Firm’s history as a PCAOB registered firm, there have been significant opportunities to expand our knowledge and gain extensive experience in Public Company Accounting and Compliance. Consistently evolving and striving to be the best in class for the industries served, the Firm has developed the capabilities to provide SEC filers and Broker Dealers with ongoing compliance in line with filing regulations.
We have a deep understanding of SEC regulations, FINRA accounting and reporting standards, with experience in annual audit and interim review compliance, as well as additional services including comfort letters for underwriters and SIPC agreed upon procedure compliance for Broker Dealers. In addition to traditional PCAOB services, Rosenfield has had the opportunity to gain expert knowledge in specialized matters, including Initial Public Offerings and assisting public companies with significant business combinations.
Our PCAOB Services
Dedicated team of professionals ready to serve SEC filers and Broker Dealers. We have extensive SEC and broker dealer related experience with technical expertise in specialized areas such as complex stock compensation arrangements, equity transactions, business combinations, and Initial Public Offerings.
- SEC Audits and Interim Reviews
- Ongoing SEC Compliance Reporting
- FINRA Audit, Exemption Review and SIPC Agreed Upon Procedures
- IPO Preparation and Registration
Meet Our Firm Leader of PCAOB Services
Anne Louise Brand, CPA
“In order to be irreplaceable, one must always be different.” – Coco Chanel
Anne Louise is a graduate with honors of the College of Business Administration and the Rosen College of Hospitality Management at the University of Central Florida. In 2022, Anne Louise was named Firm Leader of the PCAOB Services Team.
- New York, NY
- annelouise@rosenfieldandco.com
- 917-818-2715
what our clients say
Client Insights
PCAOB Services
Highest Level of Compliance
Public Company Accounting Oversight Board
Throughout the Firm’s history as a PCAOB registered firm, there have been significant opportunities to expand our knowledge and gain extensive experience in Public Company Accounting and Compliance. Consistently evolving and striving to be the best in class for the industries served, the Firm has developed the capabilities to provide SEC filers and Broker Dealers with ongoing compliance in line with filing regulations.
We have a deep understanding of SEC regulations, FINRA accounting and reporting standards, with experience in annual audit and interim review compliance, as well as additional services including comfort letters for underwriters and SIPC agreed upon procedure compliance for Broker Dealers. In addition to traditional PCAOB services, Rosenfield has had the opportunity to gain expert knowledge in specialized matters, including Initial Public Offerings and assisting public companies with significant business combinations.
Our PCAOB Services
Dedicated team of professionals ready to serve SEC filers and Broker Dealers. We have extensive SEC and broker dealer related experience with technical expertise in specialized areas such as complex stock compensation arrangements, equity transactions, business combinations, and Initial Public Offerings.
- SEC Audits and Interim Reviews
- Ongoing SEC Compliance Reporting
- FINRA Audit, Exemption Review and SIPC Agreed Upon Procedures
- IPO Preparation and Registration
Meet Our Firm Leader of PCAOB Services
Anne Louise Brand, CPA
“In order to be irreplaceable, one must always be different.” – Coco Chanel
Anne Louise is a graduate with honors of the College of Business Administration and the Rosen College of Hospitality Management at the University of Central Florida. In 2022, Anne Louise was named Firm Leader of the PCAOB Services Team. Her experience with US GAAP, PCAOB, SEC, and FINRA accounting and reporting standards bring an elevated level of distinction.
- New York, NY
- annelouise@rosenfieldandco.com
- 917-818-2715
what our clients say
Client Insights
